SPDR SERIES TRUST

CUSIP: 78464A680 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,904,766 Value ($000) $87,143 Avg Close — Range —
Q2 2017
Shares 923,703 Value ($000) $42,333 Avg Close — Range —
Q1 2017
Shares 1,279,631 Value ($000) $58,483 Avg Close — Range —
Q4 2016
Shares 1,401,438 Value ($000) $64,026 Avg Close — Range —
Q3 2016
Shares 1,797,096 Value ($000) $82,155 Avg Close — Range —
Q2 2016
Shares 6,029,721 Value ($000) $275,605 Avg Close — Range —
Q1 2016
Shares 11,460,143 Value ($000) $525,765 Avg Close — Range —
Q4 2015
Shares 10,035,282 Value ($000) $457,484 Avg Close — Range —
Q3 2015
Shares 15,025,080 Value ($000) $686,671 Avg Close — Range —
Q2 2015
Shares 1,062,509 Value ($000) $48,591 Avg Close — Range —
Q1 2015
Shares 36,761 Value ($000) $1,681 Avg Close — Range —
Q4 2014
Shares 84,315 Value ($000) $3,857 Avg Close — Range —
Q3 2014
Shares 30,236 Value ($000) $1,384 Avg Close — Range —
Q2 2014
Shares 32,140 Value ($000) $1,471 Avg Close — Range —
Q1 2014
Shares 31,183 Value ($000) $1,427 Avg Close — Range —
Q4 2013
Shares 27,326 Value ($000) $1,251 Avg Close — Range —
Q3 2013
Shares 27,306 Value ($000) $1,250 Avg Close — Range —
Q2 2013
Shares 24,985 Value ($000) $1,144 Avg Close — Range —