SPDR SERIES TRUST

CUSIP: 78464A680 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 45,572 Value ($000) $2,085 Avg Close — Range —
Q2 2017
Shares 55,589 Value ($000) $2,543 Avg Close — Range —
Q1 2017
Shares 111,525 Value ($000) $5,097 Avg Close — Range —
Q4 2016
Shares 84,817 Value ($000) $3,878 Avg Close — Range —
Q3 2016
Shares 46,471 Value ($000) $2,125 Avg Close — Range —
Q2 2016
Shares 83,552 Value ($000) $3,819 Avg Close — Range —
Q1 2016
Shares 283,108 Value ($000) $12,938 Avg Close — Range —
Q4 2015
Shares 284,888 Value ($000) $13,017 Avg Close — Range —
Q3 2015
Shares 354,018 Value ($000) $16,175 Avg Close — Range —
Q2 2015
Shares 173,836 Value ($000) $7,946 Avg Close — Range —
Q1 2015
Shares 68,086 Value ($000) $3,112 Avg Close — Range —
Q4 2014
Shares 82,531 Value ($000) $3,775 Avg Close — Range —
Q3 2014
Shares 65,725 Value ($000) $3,008 Avg Close — Range —
Q2 2014
Shares 52,098 Value ($000) $2,384 Avg Close — Range —
Q1 2014
Shares 48,950 Value ($000) $2,240 Avg Close — Range —
Q4 2013
Shares 70,546 Value ($000) $3,229 Avg Close — Range —
Q3 2013
Shares 67,100 Value ($000) $3,071 Avg Close — Range —
Q2 2013
Shares 38,127 Value ($000) $1,746 Avg Close — Range —