SPDR SERIES TRUST

CUSIP: 78464A680 Class: COM

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 8,938 Value ($000) $409 Avg Close — Range —
Q1 2017
Shares 69,539 Value ($000) $3,179 Avg Close — Range —
Q4 2016
Shares 14,478 Value ($000) $662 Avg Close — Range —
Q3 2016
Shares 5,660 Value ($000) $259 Avg Close — Range —
Q2 2016
Shares 211,837 Value ($000) $9,681 Avg Close — Range —
Q1 2016
Shares 210,803 Value ($000) $9,632 Avg Close — Range —
Q4 2015
Shares 9,385 Value ($000) $429 Avg Close — Range —
Q3 2015
Shares 8,827 Value ($000) $403 Avg Close — Range —
Q2 2015
Shares 6,745 Value ($000) $308 Avg Close — Range —
Q1 2015
Shares 7,805 Value ($000) $357 Avg Close — Range —
Q4 2014
Shares 9,124 Value ($000) $417 Avg Close — Range —
Q3 2014
Shares 7,799 Value ($000) $357 Avg Close — Range —