SPDR SERIES TRUST

CUSIP: 78464A680 Class: COM

Gradient Investments LLC's Holding History (CIK: 0001542265)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 500 Value ($000) $23 Avg Close — Range —
Q2 2014
Shares 500 Value ($000) $23 Avg Close — Range —
Q1 2014
Shares 500 Value ($000) $23 Avg Close — Range —
Q4 2013
Shares 500 Value ($000) $23 Avg Close — Range —
Q3 2013
Shares 3,000 Value ($000) $137 Avg Close — Range —
Q2 2013
Shares 4,600 Value ($000) $211 Avg Close — Range —