SPDR SERIES TRUST

CUSIP: 78464A680 Class: COM

Empirical Finance, LLC's Holding History (CIK: 0001572838)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 52,297 Value ($000) $2,393 Avg Close — Range —
Q2 2017
Shares 66,552 Value ($000) $3,045 Avg Close — Range —