SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

SANDLER CAPITAL MANAGEMENT's Holding History (CIK: 0001000742)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 126,000 Value ($000) $7,152 Avg Close — Range —
Q1 2017
Shares 99,862 Value ($000) $5,453 Avg Close — Range —
Q4 2016
Shares 273,270 Value ($000) $15,186 Avg Close — Range —
Q3 2016
Shares 253,390 Value ($000) $10,711 Avg Close — Range —
Q4 2015
Shares 230,000 Value ($000) $9,642 Avg Close — Range —
Q2 2015
Shares 147,500 Value ($000) $6,514 Avg Close — Range —
Q2 2014
Shares 241,500 Value ($000) $9,737 Avg Close — Range —
Q4 2013
Shares 1,180,900 Value ($000) $47,956 Avg Close — Range —
Q3 2013
Shares 30,000 Value ($000) $1,070 Avg Close — Range —
Q2 2013
Shares 683,275 Value ($000) $23,149 Avg Close — Range —