SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's Holding History (CIK: 0001079935)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 4,672 Value ($000) $285 Avg Close — Range —
Q1 2018
Shares 8,310 Value ($000) $502 Avg Close — Range —
Q4 2017
Shares 8,632 Value ($000) $508 Avg Close — Range —
Q3 2017
Shares 11,255 Value ($000) $639 Avg Close — Range —
Q2 2017
Shares 10,143 Value ($000) $557 Avg Close — Range —
Q1 2017
Shares 14,197 Value ($000) $775 Avg Close — Range —
Q4 2016
Shares 5,568 Value ($000) $309 Avg Close — Range —