SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 7,659 Value ($000) $409 Avg Close — Range —
Q1 2019
Shares 21,600 Value ($000) $1,109 Avg Close — Range —
Q4 2018
Shares 23,302 Value ($000) $1,090 Avg Close — Range —
Q3 2018
Shares 24,569 Value ($000) $1,460 Avg Close — Range —
Q2 2018
Shares 13,190 Value ($000) $805 Avg Close — Range —
Q1 2018
Shares 19,489 Value ($000) $1,177 Avg Close — Range —
Q4 2017
Shares 22,532 Value ($000) $1,326 Avg Close — Range —