SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

QVT Financial LP's Holding History (CIK: 0001290162)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 61,491 Value ($000) $3,379 Avg Close — Range —

Q1 2017

Shares 61,491 Value ($000) $3,358 Avg Close — Range —

Q4 2016

Shares 116,760 Value ($000) $6,488 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	61,491	$3,379	—	—
Q1 2017	61,491	$3,358	—	—
Q4 2016	116,760	$6,488	—	—