SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 4,749 Value ($000) $244 Avg Close — Range —
Q4 2018
Shares 7,981 Value ($000) $373 Avg Close — Range —
Q3 2018
Shares 8,990 Value ($000) $534 Avg Close — Range —
Q2 2018
Shares 10,572 Value ($000) $645 Avg Close — Range —