SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 13,848 Value ($000) $564 Avg Close — Range —
Q3 2014
Shares 12,648 Value ($000) $479 Avg Close — Range —