SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

AEGON USA Investment Management, LLC's Holding History (CIK: 0001454937)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 9,918 Value ($000) $400 Avg Close — Range —
Q1 2014
Shares 9,918 Value ($000) $410 Avg Close — Range —
Q4 2013
Shares 21,730 Value ($000) $882 Avg Close — Range —
Q3 2013
Shares 15,917 Value ($000) $567 Avg Close — Range —
Q2 2013
Shares 9,010 Value ($000) $305 Avg Close — Range —