SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 85,000 Value ($000) $5,051 Avg Close — Range —

Q2 2018

Shares 60,000 Value ($000) $3,660 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	85,000	$5,051	—	—
Q2 2018	60,000	$3,660	—	—