SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

Lombard Odier Asset Management (USA) Corp's Holding History (CIK: 0001491719)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 62,949 Value ($000) $3,498 Avg Close — Range —

Q4 2013

Shares 100,000 Value ($000) $4,061 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	62,949	$3,498	—	—
Q4 2013	100,000	$4,061	—	—