SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 5,200 Value ($000) $358 Avg Close — Range —
Q2 2019
Shares 9,355 Value ($000) $500 Avg Close — Range —
Q1 2019
Shares 9,250 Value ($000) $475 Avg Close — Range —
Q4 2018
Shares 9,064 Value ($000) $424 Avg Close — Range —
Q3 2018
Shares 18,199 Value ($000) $1,081 Avg Close — Range —
Q2 2018
Shares 17,795 Value ($000) $1,085 Avg Close — Range —
Q1 2018
Shares 12,732 Value ($000) $769 Avg Close — Range —
Q4 2017
Shares 6,175 Value ($000) $363 Avg Close — Range —
Q3 2017
Shares 5,675 Value ($000) $322 Avg Close — Range —
Q2 2017
Shares 12,020 Value ($000) $660 Avg Close — Range —
Q1 2017
Shares 11,970 Value ($000) $654 Avg Close — Range —
Q4 2015
Shares 12,571 Value ($000) $527 Avg Close — Range —