SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 34,570 Value ($000) $1,309 Avg Close — Range —
Q2 2014
Shares 37,037 Value ($000) $1,493 Avg Close — Range —
Q1 2014
Shares 37,422 Value ($000) $1,549 Avg Close — Range —
Q4 2013
Shares 40,980 Value ($000) $1,664 Avg Close — Range —
Q3 2013
Shares 45,397 Value ($000) $1,618 Avg Close — Range —
Q2 2013
Shares 50,069 Value ($000) $1,696 Avg Close — Range —