SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 50 Value ($000) $3 Avg Close — Range —
Q3 2017
Shares 50 Value ($000) $3 Avg Close — Range —
Q2 2017
Shares 50 Value ($000) $3 Avg Close — Range —