SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

Pointe Capital Management LLC's Holding History (CIK: 0001640335)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 6,900 Value ($000) $383,433 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	6,900	$383,433	—	—