SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 32,330 Value ($000) $2,291 Avg Close — Range —
Q3 2021
Shares 32,593 Value ($000) $2,208 Avg Close — Range —
Q2 2021
Shares 34,516 Value ($000) $2,262 Avg Close — Range —
Q1 2021
Shares 34,183 Value ($000) $2,268 Avg Close — Range —
Q2 2018
Shares 32,745 Value ($000) $1,997 Avg Close — Range —
Q2 2015
Shares 28,000 Value ($000) $1,222 Avg Close — Range —
Q4 2014
Shares 28,902 Value ($000) $1,176 Avg Close — Range —
Q3 2014
Shares 31,923 Value ($000) $1,209 Avg Close — Range —
Q2 2014
Shares 29,976 Value ($000) $1,209 Avg Close — Range —
Q1 2014
Shares 29,208 Value ($000) $1,209 Avg Close — Range —