SPDR SER TR

Ticker: KRE CUSIP: 78464A698 Class: Exchange Traded Fund

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 66 Value ($000) $2 Avg Close — Range —
Q1 2019
Shares 1,038 Value ($000) $53 Avg Close — Range —
Q4 2018
Shares 265 Value ($000) $12 Avg Close — Range —