SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 4,691 Value ($000) $214 Avg Close — Range —
Q3 2018
Shares 4,718 Value ($000) $240 Avg Close — Range —
Q2 2018
Shares 4,738 Value ($000) $230 Avg Close — Range —
Q1 2018
Shares 5,117 Value ($000) $228 Avg Close — Range —
Q4 2017
Shares 5,202 Value ($000) $236 Avg Close — Range —
Q3 2017
Shares 5,209 Value ($000) $217 Avg Close — Range —
Q2 2017
Shares 5,242 Value ($000) $214 Avg Close — Range —
Q1 2017
Shares 10,533 Value ($000) $444 Avg Close — Range —
Q4 2016
Shares 10,547 Value ($000) $465 Avg Close — Range —
Q4 2015
Shares 16,996 Value ($000) $737 Avg Close — Range —
Q3 2015
Shares 17,168 Value ($000) $763 Avg Close — Range —
Q2 2015
Shares 8,584 Value ($000) $846 Avg Close — Range —
Q1 2015
Shares 12,283 Value ($000) $1,242 Avg Close — Range —
Q4 2014
Shares 15,923 Value ($000) $1,527 Avg Close — Range —