SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

CARLSON CAPITAL L P's Holding History (CIK: 0001056973)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 41,112 Value ($000) $2,098 Avg Close — Range —
Q1 2018
Shares 308,000 Value ($000) $13,644 Avg Close — Range —
Q4 2017
Shares 656,507 Value ($000) $29,661 Avg Close — Range —
Q3 2017
Shares 755,600 Value ($000) $31,561 Avg Close — Range —
Q2 2017
Shares 829,825 Value ($000) $33,790 Avg Close — Range —
Q1 2017
Shares 108,511 Value ($000) $4,584 Avg Close — Range —