SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Paloma Partners Management Co's Holding History (CIK: 0001103882)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 16,051 Value ($000) $1,018 Avg Close — Range —
Q3 2022
Shares 17,671 Value ($000) $997 Avg Close — Range —
Q3 2019
Shares 52,435 Value ($000) $2,225 Avg Close — Range —
Q4 2017
Shares 19,775 Value ($000) $893 Avg Close — Range —
Q3 2017
Shares 368,909 Value ($000) $15,410 Avg Close — Range —
Q3 2016
Shares 57,100 Value ($000) $2,486 Avg Close — Range —
Q4 2015
Shares 7,564 Value ($000) $327 Avg Close — Range —
Q3 2015
Shares 9,400 Value ($000) $418 Avg Close — Range —
Q4 2013
Shares 30,000 Value ($000) $2,643 Avg Close — Range —