SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 46,000 Value ($000) $4,648,000 Avg Close — Range —