SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 93,923 Value ($000) $3,848 Avg Close — Range —
Q3 2018
Shares 14,500 Value ($000) $735 Avg Close — Range —
Q2 2018
Shares 300,000 Value ($000) $14,568 Avg Close — Range —
Q1 2018
Shares 1,611,100 Value ($000) $71,423 Avg Close — Range —
Q4 2017
Shares 1,531,100 Value ($000) $68,727 Avg Close — Range —
Q3 2017
Shares 29,925 Value ($000) $1,251 Avg Close — Range —
Q2 2017
Shares 44,100 Value ($000) $1,790 Avg Close — Range —
Q1 2017
Shares 240,000 Value ($000) $10,146 Avg Close — Range —
Q4 2016
Shares 1,379,000 Value ($000) $61,208 Avg Close — Range —
Q3 2016
Shares 151,939 Value ($000) $6,637 Avg Close — Range —
Q2 2016
Shares 134,000 Value ($000) $5,615 Avg Close — Range —
Q1 2016
Shares 141,427 Value ($000) $6,528 Avg Close — Range —
Q3 2014
Shares 149,476 Value ($000) $12,841 Avg Close — Range —
Q2 2014
Shares 350,545 Value ($000) $30,414 Avg Close — Range —
Q1 2014
Shares 351,465 Value ($000) $29,588 Avg Close — Range —
Q4 2013
Shares 10,933 Value ($000) $963 Avg Close — Range —
Q3 2013
Shares 10,661 Value ($000) $875 Avg Close — Range —
Q2 2013
Shares 43,059 Value ($000) $3,302 Avg Close — Range —
Q1 2013
Shares 231,340 Value ($000) $16,277 Avg Close — Range —