SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 8,000 Value ($000) $705 Avg Close — Range —