SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

OPPENHEIMER ASSET MANAGEMENT INC.'s Holding History (CIK: 0001269119)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 20,862 Value ($000) $1,064 Avg Close — Range —
Q2 2018
Shares 16,829 Value ($000) $817 Avg Close — Range —