SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

REGIONS FINANCIAL CORP's Holding History (CIK: 0001281761)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 150 Value ($000) $6 Avg Close — Range —

Q3 2018

Shares 150 Value ($000) $8 Avg Close — Range —

Q2 2018

Shares 150 Value ($000) $7 Avg Close — Range —

Q1 2018

Shares 150 Value ($000) $7 Avg Close — Range —

Q4 2017

Shares 150 Value ($000) $7 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	150	$6	—	—
Q3 2018	150	$8	—	—
Q2 2018	150	$7	—	—
Q1 2018	150	$7	—	—
Q4 2017	150	$7	—	—