SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

QVT Financial LP's Holding History (CIK: 0001290162)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 81,184 Value ($000) $3,391 Avg Close — Range —
Q2 2017
Shares 87,795 Value ($000) $3,577 Avg Close — Range —
Q1 2017
Shares 152,557 Value ($000) $6,444 Avg Close — Range —
Q4 2016
Shares 118,270 Value ($000) $5,212 Avg Close — Range —