SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Empyrean Capital Partners, LP's Holding History (CIK: 0001317195)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 356,000 Value ($000) $15,771 Avg Close — Range —

Q4 2017

Shares 221,000 Value ($000) $9,985 Avg Close — Range —

Q3 2017

Shares 130,000 Value ($000) $5,430 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	356,000	$15,771	—	—
Q4 2017	221,000	$9,985	—	—
Q3 2017	130,000	$5,430	—	—