SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023
Shares 27,429 Value ($000) $1,984 Avg Close — Range —
Q3 2023
Shares 11,713 Value ($000) $713 Avg Close — Range —