SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022

Shares 2,705 Value ($000) $204 Avg Close — Range —

Q2 2021

Shares 5,612 Value ($000) $546 Avg Close — Range —

Q1 2021

Shares 5,932 Value ($000) $529 Avg Close — Range —

Q4 2020

Shares 3,353 Value ($000) $216 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2022	2,705	$204	—	—
Q2 2021	5,612	$546	—	—
Q1 2021	5,932	$529	—	—
Q4 2020	3,353	$216	—	—