SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 3,361 Value ($000) $217 Avg Close — Range —

Q3 2020

Shares 4,237 Value ($000) $212 Avg Close — Range —

Q4 2014

Shares 5,299 Value ($000) $2,875 Avg Close — Range —

Q2 2014

Shares 180 Value ($000) $15,624 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	3,361	$217	—	—
Q3 2020	4,237	$212	—	—
Q4 2014	5,299	$2,875	—	—
Q2 2014	180	$15,624	—	—