SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 205 Value ($000) $15 Avg Close — Range —
Q3 2020
Shares 120 Value ($000) $6 Avg Close — Range —