SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 14,174 Value ($000) $1,280 Avg Close — Range —
Q3 2021
Shares 13,558 Value ($000) $1,225 Avg Close — Range —
Q3 2018
Shares 12,752 Value ($000) $651 Avg Close — Range —
Q2 2015
Shares 206 Value ($000) $20 Avg Close — Range —
Q1 2015
Shares 57 Value ($000) $6 Avg Close — Range —
Q4 2014
Shares 57 Value ($000) $5 Avg Close — Range —