SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 4,083 Value ($000) $413 Avg Close — Range —
Q4 2014
Shares 3,466 Value ($000) $333 Avg Close — Range —