SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Proficio Capital Partners LLC's Holding History (CIK: 0001654175)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 750 Value ($000) $31 Avg Close — Range —
Q1 2017
Shares 750 Value ($000) $30 Avg Close — Range —
Q4 2016
Shares 12,950 Value ($000) $571 Avg Close — Range —