SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 22,473 Value ($000) $2,029 Avg Close — Range —

Q3 2021

Shares 23,064 Value ($000) $2,083 Avg Close — Range —

Q2 2021

Shares 23,165 Value ($000) $2,252 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	22,473	$2,029	—	—
Q3 2021	23,064	$2,083	—	—
Q2 2021	23,165	$2,252	—	—