SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Integrated Wealth Concepts LLC's Holding History (CIK: 0001737109)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 3,240 Value ($000) $293 Avg Close — Range —
Q2 2021
Shares 3,241 Value ($000) $315 Avg Close — Range —