SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 17 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 270 Value ($000) $12 Avg Close — Range —
Q4 2018
Shares 270 Value ($000) $11 Avg Close — Range —