SPDR SERIES TRUST

Ticker: XPH CUSIP: 78464A722 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 4,842 Value ($000) $209 Avg Close — Range —
Q1 2017
Shares 6,028 Value ($000) $253 Avg Close — Range —
Q4 2016
Shares 6,541 Value ($000) $256 Avg Close — Range —
Q3 2016
Shares 21,902 Value ($000) $968 Avg Close — Range —
Q2 2016
Shares 17,711 Value ($000) $741 Avg Close — Range —
Q1 2016
Shares 15,880 Value ($000) $639 Avg Close — Range —
Q4 2015
Shares 15,880 Value ($000) $814 Avg Close — Range —
Q3 2015
Shares 14,730 Value ($000) $692 Avg Close — Range —
Q2 2015
Shares 6,945 Value ($000) $867 Avg Close — Range —
Q1 2015
Shares 6,145 Value ($000) $759 Avg Close — Range —
Q4 2014
Shares 4,995 Value ($000) $539 Avg Close — Range —
Q3 2014
Shares 4,720 Value ($000) $500 Avg Close — Range —
Q2 2014
Shares 8,280 Value ($000) $430,162 Avg Close — Range —
Q1 2014
Shares 3,840 Value ($000) $359 Avg Close — Range —
Q4 2013
Shares 3,460 Value ($000) $304 Avg Close — Range —
Q3 2013
Shares 3,160 Value ($000) $243 Avg Close — Range —
Q2 2013
Shares 3,180 Value ($000) $224 Avg Close — Range —