SPDR SERIES TRUST

Ticker: XPH CUSIP: 78464A722 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,276 Value ($000) $59 Avg Close — Range —
Q2 2015
Shares 720 Value ($000) $89 Avg Close — Range —
Q1 2015
Shares 720 Value ($000) $89 Avg Close — Range —
Q4 2014
Shares 720 Value ($000) $78 Avg Close — Range —
Q3 2014
Shares 720 Value ($000) $76 Avg Close — Range —
Q2 2014
Shares 720 Value ($000) $75 Avg Close — Range —
Q1 2014
Shares 720 Value ($000) $67 Avg Close — Range —
Q4 2013
Shares 720 Value ($000) $63 Avg Close — Range —
Q3 2013
Shares 638 Value ($000) $49 Avg Close — Range —
Q2 2013
Shares 638 Value ($000) $45 Avg Close — Range —