SPDR SERIES TRUST

Ticker: XPH CUSIP: 78464A722 Class: COM

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 5,250 Value ($000) $224 Avg Close — Range —
Q1 2020
Shares 5,899 Value ($000) $214 Avg Close — Range —
Q4 2019
Shares 5,897 Value ($000) $268 Avg Close — Range —
Q3 2019
Shares 7,322 Value ($000) $259 Avg Close — Range —
Q2 2019
Shares 7,995 Value ($000) $319 Avg Close — Range —
Q1 2019
Shares 6,920 Value ($000) $283 Avg Close — Range —
Q4 2018
Shares 5,844 Value ($000) $216 Avg Close — Range —
Q3 2018
Shares 5,116 Value ($000) $248 Avg Close — Range —