SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

OPPENHEIMER & CO INC's Holding History (CIK: 0000822581)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 19,247 Value ($000) $456 Avg Close — Range —
Q1 2019
Shares 6,818 Value ($000) $210 Avg Close — Range —
Q4 2018
Shares 11,384 Value ($000) $302 Avg Close — Range —
Q3 2018
Shares 37,593 Value ($000) $1,627 Avg Close — Range —
Q2 2018
Shares 57,883 Value ($000) $2,492 Avg Close — Range —
Q1 2018
Shares 14,244 Value ($000) $502 Avg Close — Range —
Q1 2017
Shares 8,082 Value ($000) $303 Avg Close — Range —
Q4 2016
Shares 26,922 Value ($000) $1,115 Avg Close — Range —
Q3 2016
Shares 7,898 Value ($000) $304 Avg Close — Range —
Q3 2014
Shares 3,943 Value ($000) $271 Avg Close — Range —
Q2 2014
Shares 3,772 Value ($000) $310 Avg Close — Range —
Q1 2014
Shares 3,553 Value ($000) $255 Avg Close — Range —