SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

CENTAURUS FINANCIAL, INC.'s Holding History (CIK: 0000891943)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 43,727 Value ($000) $978 Avg Close — Range —
Q2 2019
Shares 100,290 Value ($000) $2,733 Avg Close — Range —
Q1 2019
Shares 4,842 Value ($000) $157,511 Avg Close — Range —
Q4 2018
Shares 4,267 Value ($000) $161 Avg Close — Range —
Q3 2018
Shares 234 Value ($000) $10,133 Avg Close — Range —
Q2 2018
Shares 207,165 Value ($000) $8,921 Avg Close — Range —
Q1 2018
Shares 184,099 Value ($000) $6,484 Avg Close — Range —
Q4 2017
Shares 148,318 Value ($000) $5,514 Avg Close — Range —