SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 301 Value ($000) $21 Avg Close — Range —
Q2 2014
Shares 301 Value ($000) $25 Avg Close — Range —
Q1 2014
Shares 300 Value ($000) $22 Avg Close — Range —
Q4 2013
Shares 300 Value ($000) $21 Avg Close — Range —