SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 15,000 Value ($000) $461 Avg Close — Range —
Q3 2019
Shares 15,000 Value ($000) $335 Avg Close — Range —
Q2 2019
Shares 15,000 Value ($000) $409 Avg Close — Range —
Q1 2019
Shares 15,000 Value ($000) $461 Avg Close — Range —
Q4 2018
Shares 15,000 Value ($000) $398 Avg Close — Range —
Q3 2018
Shares 15,000 Value ($000) $649 Avg Close — Range —
Q2 2018
Shares 15,000 Value ($000) $646 Avg Close — Range —
Q1 2018
Shares 15,000 Value ($000) $528 Avg Close — Range —
Q4 2017
Shares 15,000 Value ($000) $558 Avg Close — Range —
Q3 2017
Shares 15,000 Value ($000) $511 Avg Close — Range —
Q2 2017
Shares 15,000 Value ($000) $479 Avg Close — Range —
Q1 2017
Shares 11,000 Value ($000) $412 Avg Close — Range —
Q4 2016
Shares 11,000 Value ($000) $456 Avg Close — Range —
Q3 2016
Shares 11,000 Value ($000) $423 Avg Close — Range —
Q2 2016
Shares 11,000 Value ($000) $383 Avg Close — Range —
Q1 2016
Shares 11,000 Value ($000) $334 Avg Close — Range —