SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Paloma Partners Management Co's Holding History (CIK: 0001103882)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 129,037 Value ($000) $3,058 Avg Close — Range —
Q3 2019
Shares 214,202 Value ($000) $4,790 Avg Close — Range —
Q2 2019
Shares 119,931 Value ($000) $3,268 Avg Close — Range —
Q4 2018
Shares 158,401 Value ($000) $4,203 Avg Close — Range —
Q3 2018
Shares 22,075 Value ($000) $956 Avg Close — Range —
Q1 2018
Shares 164,509 Value ($000) $5,794 Avg Close — Range —
Q4 2017
Shares 32,509 Value ($000) $1,209 Avg Close — Range —
Q3 2017
Shares 530,561 Value ($000) $18,087 Avg Close — Range —
Q2 2017
Shares 1,503,636 Value ($000) $47,996 Avg Close — Range —
Q1 2017
Shares 54,173 Value ($000) $2,028 Avg Close — Range —
Q4 2016
Shares 125,881 Value ($000) $5,214 Avg Close — Range —
Q3 2016
Shares 480,367 Value ($000) $18,475 Avg Close — Range —
Q2 2016
Shares 24,765 Value ($000) $862 Avg Close — Range —
Q4 2015
Shares 320,000 Value ($000) $9,670 Avg Close — Range —
Q1 2015
Shares 14,783 Value ($000) $764 Avg Close — Range —
Q4 2014
Shares 137,852 Value ($000) $6,598 Avg Close — Range —
Q3 2014
Shares 48,723 Value ($000) $3,354 Avg Close — Range —
Q4 2013
Shares 13,500 Value ($000) $925 Avg Close — Range —
Q3 2013
Shares 43,500 Value ($000) $2,866 Avg Close — Range —