SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 85,323 Value ($000) $2,022,000 Avg Close — Range —
Q3 2017
Shares 100,000 Value ($000) $3,409,000 Avg Close — Range —
Q2 2017
Shares 180,000 Value ($000) $5,746,000 Avg Close — Range —
Q1 2017
Shares 160,750 Value ($000) $6,018,000 Avg Close — Range —