SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

OPPENHEIMER ASSET MANAGEMENT INC.'s Holding History (CIK: 0001269119)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 113 Value ($000) $4 Avg Close — Range —
Q1 2017
Shares 9,452 Value ($000) $354 Avg Close — Range —